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FINRA Awards for Kevin Clouse

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0039803/27/2018Claimant(s): Morgan Stanley
Claimant Lawyers(s): Stephanie P. Berntsen
Respondent(s): Kevin Clouse, RBC Capital Markets LLC
Respondent Lawyers(s): James Sanders
Arbitrator(s): Clydia Jean Cuykendall, Jonathan Avram Kroman, Chris Robert Youtz
Hearing Site: Seattle, WA

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