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FINRA Awards for Autumn Crowell

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Displaying 5 out of 5 results
Case Number Award Date Case Summary Customer Case? Amount Granted
17-0349305/01/2018Claimant(s): Corey Ross
Claimant Lawyers(s): Corey Douglas Ross
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Autumn Crowell
Arbitrator(s): Clydia Jean Cuykendall
Hearing Site: Seattle, WA
16-0333306/07/2017Claimant(s): Christopher Ort
Claimant Lawyers(s): Christopher J. Ort
Respondent(s): Daniel Weninger
Respondent Lawyers(s): Autumn Crowell
Arbitrator(s): Rody P. Biggert
Hearing Site: Milwaukee, WI
Checkmark IconExpungement
16-0321204/19/2017Claimant(s): Martin Flores
Claimant Lawyers(s): Patrick R. Mahoney
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Autumn Crowell
Arbitrator(s): Robert F. Saint-Aubin
Hearing Site: Los Angeles, CA
15-0097404/14/2016Claimant(s): Donna Johnson IRA
Claimant Lawyers(s): T. John Kirk
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Autumn Crowell
Arbitrator(s): Ronald L. Cameron
Hearing Site: Los Angeles, CA
Checkmark IconExpungement
12-0143212/14/2012Claimant(s): Mark Ramian
Claimant Lawyers(s): Andrew Keligian
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Autumn Crowell
Arbitrator(s): Carol Ann Jensen
Hearing Site: San Francisco, CA
Checkmark Icon$213

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