| 23-00796 | 01/09/2024 | Claimant(s): Daniel Beech
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): Western International Securities.
Respondent Lawyers(s): Jeffrey K. Compton
Arbitrator(s): Ronald L. Cameron, Alexandra M. Linden, Kirtley M. Thiesmeyer
Hearing Site: Los Angeles, CA
| | |
| 21-01354 | 02/16/2023 | Claimant(s): Sean Caston
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): American Trust Investment Services.
Respondent Lawyers(s): Andrew S. May
Arbitrator(s): Roberta Haft, Ronald L. Cameron, Robert Rosen
Hearing Site: Los Angeles, CA
| | |
| 22-00412 | 01/10/2023 | Claimant(s): Kenneth South
Claimant Lawyers(s): Patrick R. Mahoney
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Ronald L. Cameron, Blaine Smith, Anita Rae Shapiro
Hearing Site: Los Angeles, CA
| | |
| 20-02116 | 12/17/2021 | Claimant(s): The Evan Cole Revocable Trust
Claimant Lawyers(s): Samuel B. Edwards
Respondent(s): First Republic Investment Management Inc, First Republic Securities Company
Respondent Lawyers(s): Neal S. Robb
Arbitrator(s): Ronald L. Cameron, Richard M. Norman, Robert B. Hansohn
Hearing Site: Los Angeles, CA
|  | Expungement |
| 17-00237 | 08/06/2020 | Claimant(s): J.P. Morgan Securities
Claimant Lawyers(s): Eugene Small
Respondent(s): John Uriostegui, Rod Nakamoto
Respondent Lawyers(s): Leonard Steiner
Arbitrator(s): Ronald L. Cameron, Michael M. Hachigian, Marc S. Joseph
Hearing Site: Los Angeles, CA
| | |
| 19-03796 | 06/02/2020 | Claimant(s): Josephine Chien
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): SW Financial
Respondent Lawyers(s): Charles M. O'Rourke
Arbitrator(s): Ronald L. Cameron
Hearing Site: Los Angeles, CA
| | $23,175 |
| 18-03668 | 04/28/2020 | Claimant(s): Jeanna Carrick, Michael Carrick, Carrick Family Trust DTD 9/5/07
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Marsha Lee, First Allied Securities., Marsha Lee & Company.
Respondent Lawyers(s): Jeffrey Compton
Arbitrator(s): Ronald L. Cameron, Robert C. Albini, Terry Lynn Chambless
Hearing Site: Los Angeles, CA
| | $0 |
| 16-02110 | 04/22/2020 | Claimant(s): Richard D. Marconi Trust
Claimant Lawyers(s): Steve A. Buchwalter
Respondent(s): Todd Rustman
Respondent Lawyers(s): Jason Luhan
Arbitrator(s): Ronald L. Cameron, Barry A. Fisher, David K. Slay
Hearing Site: Los Angeles, CA
| | $0 |
| 17-02142 | 04/03/2019 | Claimant(s): Richard Bellinfante
Claimant Lawyers(s): Richard Bellinfante
Respondent(s): Joseph Mangiapane, Kevin Lee, Kristopher Kessler, Richard Onesto, Newport Coast Securities.
Respondent Lawyers(s): Anthony DeMint, Joseph Mangiapane, Julie E. Kamps, Kevin Chong Lee
Arbitrator(s): Ronald L. Cameron
Hearing Site: Las Vegas, NV
| | |
| 17-00678 | 09/12/2017 | Claimant(s): Merrill Knopf IRA
Claimant Lawyers(s): Merrill Knopf
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Amanda Wright
Arbitrator(s): Ronald L. Cameron
Hearing Site: Los Angeles, CA
| | $1,600 |
