17-00237 | 08/06/2020 | Claimant(s): J.P. Morgan Securities Claimant Lawyers(s): Eugene Small Respondent(s): John Uriostegui, Rod Nakamoto Respondent Lawyers(s): Leonard Steiner Arbitrator(s): Ronald L. Cameron, Michael M. Hachigian, Marc S. Joseph Hearing Site: Los Angeles, CA
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18-01298 | 09/19/2019 | Claimant(s): A. Bruce Sanborn, M. Dianne Sanborn, A. Bruce and M. Dianne Sanborn Trust Claimant Lawyers(s): Mark E. Maddox Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Geoff Beckham Arbitrator(s): Robert D. Sussin, Michael M. Hachigian, Elizabeth Yang Hearing Site: Los Angeles, CA
| | $0 |
17-03042 | 06/28/2019 | Claimant(s): Deborah Scribner, George Scribner, George H. Scribner IRA, Scribner. 401(k) Plan, Scribner Living Trust U/A DTD 05/16/1996, Scribner Inc, Defined Benefit Plan Claimant Lawyers(s): Jonathan W. Evans Respondent(s): Anthony Ross, Wells Fargo Advisors, Lloyd Evans, Wachovia Securities Inc. Respondent Lawyers(s): Geoff Beckham, Lloyd Glenn Evans Arbitrator(s): Michael M. Hachigian, Mary M. O'Neil, Bruce Leslie Ishimatsu Hearing Site: Los Angeles, CA
| | Expungement |
18-03630 | 06/07/2019 | Claimant(s): Jonathan Graham Claimant Lawyers(s): Owen Harnett Respondent(s): Broker Dealer Financial Services Corp. Respondent Lawyers(s): Michael Sherzan Arbitrator(s): Michael M. Hachigian Hearing Site: Los Angeles, CA
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16-02914 | 01/08/2019 | Claimant(s): William and Henry Associates Claimant Lawyers(s): John R. Loftus Respondent(s): Anna Jacob, David Iannini Respondent Lawyers(s): Brandon S. Reif, John R. Loftus Arbitrator(s): Thomas Edward Wall, Michael M. Hachigian, Barry A. Fisher Hearing Site: Los Angeles, CA
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17-02377 | 09/26/2018 | Claimant(s): Keith Yun, Nancy Yun Claimant Lawyers(s): Paul W. Thomas Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Judy Louie Arbitrator(s): David J. Anderson, Arthur T. Berggren, Michael M. Hachigian Hearing Site: Los Angeles, CA
| | Expungement |
17-02070 | 07/03/2018 | Claimant(s): Jenny Chu, Kenneth Jo Claimant Lawyers(s): Sylvia M Scott Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Erin Weesner-McKinley Arbitrator(s): John Alen DeRosa, Michael M. Hachigian, Robert Ronne Hearing Site: Los Angeles, CA
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16-02369 | 03/05/2018 | Claimant(s): Ann Ellingson, Ann B. Ellingson IRA Accounts, Ellingson Family Partners Business Trust Claimant Lawyers(s): Montgomery G. Griffin Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Kevin J. Woods Arbitrator(s): Neil S. Jasper, Michael M. Hachigian, Mark Thomas Risner Hearing Site: Los Angeles, CA
| | Expungement |
16-00504 | 02/12/2018 | Claimant(s): Thomas Felgner Claimant Lawyers(s): Robyn C. Crowther Respondent(s): Wedbush Securities Inc. Respondent Lawyers(s): Babak Yousefzadeh Arbitrator(s): Michael M. Hachigian, Barry A. Fisher, Rodrego A. Byerly Hearing Site: Los Angeles, CA
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16-00690 | 12/21/2017 | Claimant(s): Wedbush Securities Inc. Claimant Lawyers(s): John L. Erikson Respondent(s): Edward Wedbush, Jeffrey Bell Respondent Lawyers(s): John L. Erikson, Ryan K. Bakhtiari Arbitrator(s): Michael M. Hachigian, Thomas Mason Harwood, Stephen Howard Marcus Hearing Site: Los Angeles, CA
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