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FINRA Awards for Sylvia M Scott

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0183712/23/2020Claimant(s): Christine McBroom
Claimant Lawyers(s): Sylvia M Scott
Respondent(s): First Allied Securities.
Respondent Lawyers(s): Jeremy Wooden
Arbitrator(s): Peter H. Daly
Hearing Site: San Francisco, CA
17-0207007/03/2018Claimant(s): Jenny Chu, Kenneth Jo
Claimant Lawyers(s): Sylvia M Scott
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Erin Weesner-McKinley
Arbitrator(s): John Alen DeRosa, Michael M. Hachigian, Robert Ronne
Hearing Site: Los Angeles, CA

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