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FINRA Awards for Christine McBroom

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0183712/23/2020Claimant(s): Christine McBroom
Claimant Lawyers(s): Sylvia M Scott
Respondent(s): First Allied Securities.
Respondent Lawyers(s): Jeremy Wooden
Arbitrator(s): Peter H. Daly
Hearing Site: San Francisco, CA
13-0280507/07/2015Claimant(s): Christine McBroom
Claimant Lawyers(s): Sylvia M. Scott
Respondent(s): Edward Jones
Respondent Lawyers(s): Will P. Riffelmacher
Arbitrator(s): Frank R Weaver, Pamela S. Mann, James G. Gillivan
Hearing Site: San Francisco, CA

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