| 17-03404 | 01/07/2019 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Donald A. Corbett
Respondent(s): Francis Roche
Respondent Lawyers(s): David Commins
Arbitrator(s): Nancy Hutt, John J. Fitzpatrick, James G. Gillivan
Hearing Site: San Francisco, CA
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| 13-02805 | 07/07/2015 | Claimant(s): Christine McBroom
Claimant Lawyers(s): Sylvia M. Scott
Respondent(s): Edward Jones
Respondent Lawyers(s): Will P. Riffelmacher
Arbitrator(s): Frank R Weaver, Pamela S. Mann, James G. Gillivan
Hearing Site: San Francisco, CA
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| 09-06290 | 01/06/2012 | Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Paul T. Cahill
Respondent(s): Robert Chan
Respondent Lawyers(s): Christine A. Page
Arbitrator(s): David R. Finch, Martin J. Kotowski, James G. Gillivan
Hearing Site: San Francisco, CA
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| 09-04144 | 06/29/2011 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Paul T. Cahill
Respondent(s): Vince Dimaggio
Respondent Lawyers(s): Daria Dub Carlson
Arbitrator(s): Gary A. Hooker, Sean B. Meehan, James G. Gillivan
Hearing Site: San Francisco, CA
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