| 12-02097 | 02/25/2015 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Paul T. Cahill
Respondent(s): George Lucker
Respondent Lawyers(s): George Henry Lucker
Arbitrator(s): George J. Karlsven
Hearing Site: Boise, ID
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| 12-02099 | 11/12/2014 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Paul T. Cahill
Respondent(s): Cletus Emeziem
Respondent Lawyers(s): Cletus Enyinia Emeziem
Arbitrator(s): Harvey C. Flodin, Deana S. Peck, John Edward Perry
Hearing Site: Phoenix, AZ
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| 12-01481 | 08/13/2013 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Paul T. Cahill
Respondent(s): Jay Golden
Respondent Lawyers(s): Curtis Carlson
Arbitrator(s): Gloria O. North, Mark I. Roth, Andrew R. Present
Hearing Site: Ft. Lauderdale, FL
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| 10-03359 | 04/22/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Paul T. Cahill
Respondent(s): Michael Cook
Respondent Lawyers(s): R. Rogge Dunn
Arbitrator(s): Michael J. Ahlstrom, Joyce Sikora, Kenrick Albert Pratt
Hearing Site: Orlando, FL
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| 11-00963 | 04/04/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Paul T. Cahill
Respondent(s): Marco Rivera
Respondent Lawyers(s): Christian Krankemann
Arbitrator(s): Frank R Weaver
Hearing Site: San Francisco, CA
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| 09-06832 | 02/21/2013 | Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Paul T. Cahill
Respondent(s): Clay Evans
Respondent Lawyers(s): Clay H. Evans
Arbitrator(s): Michael J. Fish
Hearing Site: San Francisco, CA
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| 12-00350 | 11/16/2012 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Paul T. Cahill
Respondent(s): Alvern Vom Steeg
Respondent Lawyers(s): Alvern Henry Vom Steeg
Arbitrator(s): Thanayi J. Lindsey
Hearing Site: Los Angeles, CA
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| 11-03510 | 09/07/2012 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Paul T. Cahill
Respondent(s): Christopher Obenchain
Respondent Lawyers(s): Christopher Todd Obenchain
Arbitrator(s): Ralph L. Jacobson
Hearing Site: San Francisco, CA
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| 10-03023 | 01/19/2012 | Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Paul T. Cahill
Respondent(s): Ronald Hyde
Respondent Lawyers(s): Ronald M. Hyde
Arbitrator(s): G. E. Craig Doupe
Hearing Site: Portland, OR
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| 09-06290 | 01/06/2012 | Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Paul T. Cahill
Respondent(s): Robert Chan
Respondent Lawyers(s): Christine A. Page
Arbitrator(s): David R. Finch, Martin J. Kotowski, James G. Gillivan
Hearing Site: San Francisco, CA
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