Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 13-01236 | 07/15/2014 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Carolyn LaMar Respondent(s): Thomas Hinano-Stearns Respondent Lawyers(s): Thomas Brown Hinano-Stearns Arbitrator(s): Michael J. Fish Hearing Site: Honolulu, HI | ||
| 13-02446 | 04/02/2014 | Claimant(s): Jan Harris Claimant Lawyers(s): Jan E. Harris Respondent(s): TD Ameritrade Clearing., TD Ameritrade. Respondent Lawyers(s): Janine M. Lucas Arbitrator(s): Michael J. Fish Hearing Site: Honolulu, HI |  | $25 |
| 12-01115 | 08/09/2013 | Claimant(s): Cambridge Investment Research. Claimant Lawyers(s): Thomas Rittenburg Respondent(s): Henry Korngut Respondent Lawyers(s): James A. Hughes Arbitrator(s): Michael J. Fish Hearing Site: San Francisco, CA | ||
| 09-06832 | 02/21/2013 | Claimant(s): Wells Fargo Investments Claimant Lawyers(s): Paul T. Cahill Respondent(s): Clay Evans Respondent Lawyers(s): Clay H. Evans Arbitrator(s): Michael J. Fish Hearing Site: San Francisco, CA | ||
| 11-01101 | 10/08/2012 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Angelina E. Chew Respondent(s): Joseph Huntsman Respondent Lawyers(s): Joseph A. Walker Arbitrator(s): Edward J. Costello, Michael J. Fish, David L. Maislen Hearing Site: Los Angeles, CA | ||
| 10-02381 | 05/31/2011 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Timothy N. Will Respondent(s): Charles Daniel Respondent Lawyers(s): Charles Bradley Daniel Arbitrator(s): Michael J. Fish Hearing Site: Los Angeles, CA | ||
| 10-01363 | 03/03/2011 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Christopher S. Griesmeyer Respondent(s): Jeffrey Schoen Respondent Lawyers(s): Gary L. Cooper Arbitrator(s): Michael J. Fish Hearing Site: Boise, ID | ||
| 10-01190 | 12/02/2010 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Timothy N. Will Respondent(s): John Sandstrom Respondent Lawyers(s): Michael R. Scott Arbitrator(s): Michael J. Fish Hearing Site: Seattle, WA | ||
| 07-02669 | 02/26/2008 | Claimant(s): Gerald Crawford Claimant Lawyers(s): Gerald K. Crawford Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): David Flower Arbitrator(s): Michael J. Fish Hearing Site: San Francisco, CA | | $0 |