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FINRA Awards for Jan E. Harris

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0244604/02/2014Claimant(s): Jan Harris
Claimant Lawyers(s): Jan E. Harris
Respondent(s): TD Ameritrade Clearing., TD Ameritrade.
Respondent Lawyers(s): Janine M. Lucas
Arbitrator(s): Michael J. Fish
Hearing Site: Honolulu, HI
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