| 13-00962 | 04/01/2014 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Bahram Mirhashemi
Respondent Lawyers(s): Brian A. Lebrecht
Arbitrator(s): John Alen DeRosa, David L. Maislen, Keith Schulner
Hearing Site: Los Angeles, CA
| | |
| 13-01615 | 09/30/2013 | Claimant(s): Michael McDonough
Claimant Lawyers(s): Michael J. McDonough
Respondent(s): Fidelity Brokerage Services LLC, William Routh
Respondent Lawyers(s): Melissa Hegger Shea
Arbitrator(s): David L. Maislen
Hearing Site: Los Angeles, CA
|  | $0 |
| 11-01101 | 10/08/2012 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Angelina E. Chew
Respondent(s): Joseph Huntsman
Respondent Lawyers(s): Joseph A. Walker
Arbitrator(s): Edward J. Costello, Michael J. Fish, David L. Maislen
Hearing Site: Los Angeles, CA
| | |
| 12-01175 | 08/30/2012 | Claimant(s): Lacey Corbett, Robert Mason
Claimant Lawyers(s): Scott E. Rahn
Respondent(s): Fredrick Kish
Respondent Lawyers(s): Fredrick A. Kish
Arbitrator(s): David L. Maislen
Hearing Site: Los Angeles, CA
| | Expungement |
| 11-03865 | 03/20/2012 | Claimant(s): Garrett Bland
Claimant Lawyers(s): Scott E. Rahn
Respondent(s): Michael Barker
Respondent Lawyers(s): Michael D. Barker
Arbitrator(s): David L. Maislen
Hearing Site: Los Angeles, CA
| | Expungement |
| 09-05673 | 11/10/2010 | Claimant(s): Joyce Aucoin
Claimant Lawyers(s): Joyce Aucoin
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Nathan R. Jaskowiak
Arbitrator(s): James S. Munroe, Suzanne Viau Chamberlain, David L. Maislen
Hearing Site: Los Angeles, CA
| | |
