| 13-00962 | 04/01/2014 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Bahram Mirhashemi
Respondent Lawyers(s): Brian A. Lebrecht
Arbitrator(s): John Alen DeRosa, David L. Maislen, Keith Schulner
Hearing Site: Los Angeles, CA
| | |
| 09-03931 | 10/03/2011 | Claimant(s): Lulu Coffey, Robert Coffey, Robert & Lulu Coffey Living Trust dd 11/, Scott P. Keil Trust U/W, FBO Douglas Kei
Claimant Lawyers(s): David Harrison
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kenneth C. Mennemeier
Arbitrator(s): John Alen DeRosa, Madeleine Kleinman, Melvin S. Feldman, Adam Michael Porter, Marc S. Joseph, Christopher L. Mass
Hearing Site: Los Angeles, CA
|  | $0 |
| 07-00362 | 01/31/2008 | Claimant(s): Jose Ruelas
Claimant Lawyers(s): Paul W. Thomas
Respondent(s): Wachovia Securities, Stephen Wilson
Respondent Lawyers(s): Demian J. Betz, Peter Dolan
Arbitrator(s): John Alen DeRosa, Robert W. Vernon, Frank L. Wolf
Hearing Site: Los Angeles, CA
| | $0 |
