11-01218 | 04/05/2012 | Claimant(s): Robert Olson Claimant Lawyers(s): Robert A. Uhl Respondent(s): Michael Finnan, Paul Metz, Richard Pollan, Morgan Wilshire Securities. Respondent Lawyers(s): Peter Dolan, Richard D. Pollan Arbitrator(s): Milton N. Gross Hearing Site: Los Angeles, CA
| | $45,000 |
09-03682 | 10/15/2010 | Claimant(s): James Vogel Claimant Lawyers(s): Thomas H. Tucker Respondent(s): Citigroup Global Markets., Peter Dolan, Troy Rothmann Respondent Lawyers(s): Peter C Dolan, William A. Hohauser Arbitrator(s): Morris J. Levin, Marilyn H. Zuckerman, John Joseph Cotter Hearing Site: Boston, MA
| | $30,000 |
08-02086 | 07/01/2009 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Kenneth O'Connor Respondent(s): Peter Dolan Respondent Lawyers(s): Robert A. Boncore Arbitrator(s): Dallas Whitney Coffman, Stephen Z. Frank, John Joseph Cotter Hearing Site: Boston, MA
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07-00362 | 01/31/2008 | Claimant(s): Jose Ruelas Claimant Lawyers(s): Paul W. Thomas Respondent(s): Wachovia Securities, Stephen Wilson Respondent Lawyers(s): Demian J. Betz, Peter Dolan Arbitrator(s): John Alen DeRosa, Robert W. Vernon, Frank L. Wolf Hearing Site: Los Angeles, CA
| | $0 |
07-00078 | 08/01/2007 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Erin A. Rowin Respondent(s): Peter Dolan Respondent Lawyers(s): Peter C. Dolan Arbitrator(s): Dallas Whitney Coffman, Andrew Scott Rogovin, Maxwell J. Mahoney Hearing Site: Boston, MA
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