Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-01797 | 02/03/2020 | Claimant(s): AXA Advisors, AXA Network Claimant Lawyers(s): Kenneth O'Connor Respondent(s): Ricardo Urrutia Respondent Lawyers(s): Ricardo Enrique Urrutia Arbitrator(s): Jack Friedman Hearing Site: New York, NY | ||
| 19-01705 | 12/05/2019 | Claimant(s): AXA Advisors, AXA Network Claimant Lawyers(s): Kenneth O'Connor Respondent(s): David Schrank Respondent Lawyers(s): David Jay Schrank Arbitrator(s): Jack Friedman Hearing Site: Newark, NJ | ||
| 19-01708 | 11/06/2019 | Claimant(s): AXA Advisors, AXA Network Claimant Lawyers(s): Kenneth O'Connor Respondent(s): Carolyn Neale Respondent Lawyers(s): Carolyn Joan Neale Arbitrator(s): John P. Cullem Hearing Site: Orlando, FL | ||
| 18-00586 | 05/18/2018 | Claimant(s): AXA Advisors, AXA Network LLC Claimant Lawyers(s): Kenneth O'Connor Respondent(s): Abdul Chowdhury Respondent Lawyers(s): Abdul H. Chowdhury Arbitrator(s): Joseph J. Arata Hearing Site: New York, NY | ||
| 16-03204 | 12/20/2017 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Kenneth O'Connor Respondent(s): Dudley Stephens Respondent Lawyers(s): Dudley Franklin Stephens Arbitrator(s): James M. Rhodes Hearing Site: New York, NY | ||
| 13-02639 | 06/22/2016 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Kenneth O'Connor Respondent(s): Mark Aronson Respondent Lawyers(s): Thomas J. Momjian Arbitrator(s): Thomas Benjamin Salzer Hearing Site: Philadelphia, PA | ||
| 13-01253 | 09/24/2015 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Kenneth O'Connor Respondent(s): Hilary O'Malley Respondent Lawyers(s): Hilary O'Malley Arbitrator(s): Thomas C. Tretter Hearing Site: Boston, MA | ||
| 13-03007 | 03/04/2015 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Kenneth O'Connor Respondent(s): Respondent Lawyers(s): Arbitrator(s): Simone A. Muscarnera, Leo J. Karwejna, Paul Allan Massaro Hearing Site: Newark, NJ | ||
| 12-00963 | 12/11/2014 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Kenneth O'Connor Respondent(s): Andrew Donofrio Respondent Lawyers(s): Andrew Donofrio Arbitrator(s): S. Charles Tabak, Paul G. Garjian, Ellen Dolores Walsh Hearing Site: Newark, NJ | ||
| 13-00528 | 07/09/2014 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Kenneth O'Connor Respondent(s): John Meskunas Respondent Lawyers(s): John Anthony Meskunas Arbitrator(s): Martin H. Zern Hearing Site: New York, NY |