Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 16-03665 | 09/13/2019 | Claimant(s): Gerald Sharpe Claimant Lawyers(s): John E. Lawlor Respondent(s): David Levine, David Rich, Glenn Worman, National Securities Corporation, Robert Fagenson Respondent Lawyers(s): Richard Roth Arbitrator(s): Robert J. McDonnell, Marvin L. Schuldiner, Paul G. Garjian Hearing Site: Newark, NJ | ||
| 12-00963 | 12/11/2014 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Kenneth O'Connor Respondent(s): Andrew Donofrio Respondent Lawyers(s): Andrew Donofrio Arbitrator(s): S. Charles Tabak, Paul G. Garjian, Ellen Dolores Walsh Hearing Site: Newark, NJ | ||
| 11-04481 | 11/06/2013 | Claimant(s): Philip Evans Claimant Lawyers(s): Phillip Evans Respondent(s): Jeffrey Rachlin, Mark Kaplowitz, Alternative Wealth Strategies. Respondent Lawyers(s): Jeffrey Rachlin, Louis H. Miron, Mark Kaplowitz Arbitrator(s): Joan M. Traub, Ariel Berschadsky, Paul G. Garjian Hearing Site: Newark, NJ |  | $135,000 |