| 17-03280 | 01/21/2021 | Claimant(s): Robert Hart, Thomas Tonkovich
Claimant Lawyers(s): Thomas H. Chiacchio
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Sandra D. Grannum
Arbitrator(s): Joseph Rudolph Guarino, James M. Rhodes, Robert J. McDonnell
Hearing Site: Jersey City, NJ
| | |
| 19-01011 | 09/30/2019 | Claimant(s): Jeffrey Foster, Joyce Foster
Claimant Lawyers(s): David M. White
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Jeffery Rodgers
Arbitrator(s): Robert J. McDonnell
Hearing Site: Newark, NJ
|  | $4,617 |
| 16-03665 | 09/13/2019 | Claimant(s): Gerald Sharpe
Claimant Lawyers(s): John E. Lawlor
Respondent(s): David Levine, David Rich, Glenn Worman, National Securities Corporation, Robert Fagenson
Respondent Lawyers(s): Richard Roth
Arbitrator(s): Robert J. McDonnell, Marvin L. Schuldiner, Paul G. Garjian
Hearing Site: Newark, NJ
| | |
| 18-03239 | 04/02/2019 | Claimant(s): Charles Chirico
Claimant Lawyers(s): David M. White
Respondent(s): Hennion & Walsh.
Respondent Lawyers(s): Mitra E. Niknam
Arbitrator(s): Robert J. McDonnell
Hearing Site: Newark, NJ
| | $0 |
| 12-03313 | 02/29/2016 | Claimant(s): Valley National Bank, N.A.
Claimant Lawyers(s): John G. Rich
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Michael A. Brady
Arbitrator(s): Louis H. Miron, Sam Antar, Robert J. McDonnell
Hearing Site: Newark, NJ
| | $0 |
| 12-03403 | 12/06/2013 | Claimant(s): William Ayers
Claimant Lawyers(s): Arthur S. Leider
Respondent(s): James Clarke, Philip Weyhe
Respondent Lawyers(s): Victor A. Machcinski
Arbitrator(s): Linda T. Pellegrino, Robert J. McDonnell, Gregory Stuart Berke
Hearing Site: Newark, NJ
| | $0 |
| 10-01550 | 12/03/2010 | Claimant(s): Miriam Selsky
Claimant Lawyers(s): Robert I. Rabinowitz
Respondent(s): Michael Valinotti, HSBC Securities (USA) Inc.
Respondent Lawyers(s): Paul K. Stecker
Arbitrator(s): Margaret Leggett Tarver, Robert J. McDonnell, Vincent Frank Congemi
Hearing Site: Newark, NJ
| | $283,190 |
| 08-02791 | 01/13/2010 | Claimant(s): Laura Quigley
Claimant Lawyers(s): Theodore M. Davis
Respondent(s): Ralph Saviano
Respondent Lawyers(s): Barry R. Temkin
Arbitrator(s): AnnMarie Miller, Douglas John Baumann, Robert J. McDonnell
Hearing Site: Newark, NJ
| | $5,500 |
| 06-05211 | 11/06/2007 | Claimant(s): Joan Lair
Claimant Lawyers(s): Mitchell H. Cobert
Respondent(s): Neuberger Berman LLC
Respondent Lawyers(s): Victor A. Machcinski
Arbitrator(s): Clifford A. Harwick, Robert J. McDonnell, Robert T. Costello
Hearing Site: Newark, NJ
| | $0 |
