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FINRA Awards for Mitchell H. Cobert

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Displaying 10 out of 10 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0375402/19/2020Claimant(s): David and Linda Watts JTWROS
Claimant Lawyers(s): Mitchell H. Cobert
Respondent(s): Brian Wurdemann, Morgan Stanley, UBS Financial Services Inc.
Respondent Lawyers(s): Adam Kauff, Anthony J. Borrelli, Brian M. Wurdemann
Arbitrator(s): Philip Levine, Catherine Stewart, Bryan David Glass
Hearing Site: Newark, NJ
Checkmark Icon$175,000
17-0141404/13/2018Claimant(s): Estate Of Addie Belle Jones
Claimant Lawyers(s): Norman B. Arnoff
Respondent(s): Lawrence Mieras, American Portfolios Advisors., American Portfolios Financial Services
Respondent Lawyers(s): Mitchell H. Cobert
Arbitrator(s): Laura A. Kaster, Lionel E Pashkoff, James Ray Eyler
Hearing Site: Baltimore, MD
Checkmark Icon$0
15-0171108/24/2016Claimant(s): Mark Wang
Claimant Lawyers(s): Mitchell H. Cobert
Respondent(s): MetLife Securities Inc.
Respondent Lawyers(s): Nicholas H. De Baun
Arbitrator(s): Ira S. Cure
Hearing Site: New York, NY
14-0186407/01/2015Claimant(s): Laura Danielle Kornhauser Holding Trust, Michelle Mary Kornhauser Holding Trust I, Paul Michael Kornhauser Holding Trust I
Claimant Lawyers(s): Mitchell H. Cobert
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Alejandro Schwed
Arbitrator(s): Michael Fischetti, Veronica Ann Williams, Christopher Jude Henwood
Hearing Site: Newark, NJ
Checkmark Icon$150,000
12-0180606/25/2014Claimant(s): Frank J. Ferruggia IRA, Virginia A. Ferruggia, IRA, Frank J. and Virginia A. Ferruggia, JNT
Claimant Lawyers(s): Mitchell H. Cobert
Respondent(s): Alan Chodosh, Craig Nomberg, David Lerner Associates., David Lerner, John Dempsey, Martin Lerner, Martin Walcoe, Steven Sormani
Respondent Lawyers(s): Eugene L. Small
Arbitrator(s): Bernard M. Levine, Michael A. Ruderman, Richard Lewis Zack
Hearing Site: Newark, NJ
Checkmark Icon$260,000
10-0273712/14/2011Claimant(s): Estate of Dr. Paul Tanner
Claimant Lawyers(s): Mitchell H. Cobert
Respondent(s): Oppenheimer & Co.., Kedrick Sackey
Respondent Lawyers(s): Ellen Sheridan Cona, Irwin Weltz
Arbitrator(s): Ronald Citron, Daniel P. Lund, Martin R. Cramer
Hearing Site: Newark, NJ
Checkmark Icon$0
10-0465504/27/2011Claimant(s): Alex Glushanok
Claimant Lawyers(s): Mitchell H. Cobert
Respondent(s): Metlife Securities., Metropolitan Life Insurance Co.
Respondent Lawyers(s): Steven Yarusinsky
Arbitrator(s): Richard D. DeVita
Hearing Site: Newark, NJ
06-0521111/06/2007Claimant(s): Joan Lair
Claimant Lawyers(s): Mitchell H. Cobert
Respondent(s): Neuberger Berman LLC
Respondent Lawyers(s): Victor A. Machcinski
Arbitrator(s): Clifford A. Harwick, Robert J. McDonnell, Robert T. Costello
Hearing Site: Newark, NJ
Checkmark Icon$0
06-0143010/26/2007Claimant(s): Anthony Tango
Claimant Lawyers(s): Mitchell H. Cobert
Respondent(s): A.G. Edwards & Sons.
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Harry D. Frisch, Joseph B. Russell, Howard W. Hirschhorn
Hearing Site: Newark, NJ
07-0034610/22/2007Claimant(s): Robert Gloor
Claimant Lawyers(s): Mitchell H. Cobert
Respondent(s): Louis Mancinelli, Wayne Schultz, Your Money Matters Brokerage Services
Respondent Lawyers(s): Louis N. Mancinelli, Wayne A. Schultz, Wayne Schultz
Arbitrator(s): Seymour E. Hollander
Hearing Site: Newark, NJ
Checkmark Icon$26,994

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