| 21-02762 | 08/26/2022 | Claimant(s): Stephen Powers
Claimant Lawyers(s): Daniel Donovan
Respondent(s): Janney Montgomery Scott LLC
Respondent Lawyers(s): Jill B. Clarke
Arbitrator(s): Martin R. Cramer
Hearing Site: Jersey City, NJ
| | |
| 21-00313 | 12/02/2021 | Claimant(s): Daniel Massry, Iris Massry, Isaac Massry, Linda Massry, Marilyn Massry, Mark Massry, Rochelle Massry, Danmas
Claimant Lawyers(s): Michael Hill
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Regina Pepe Martorana
Arbitrator(s): Robert E. Anderson, Sam Antar, Martin R. Cramer
Hearing Site: Jersey City, NJ
|  | Expungement |
| 20-03054 | 05/11/2021 | Claimant(s): Gerald Sharpe
Claimant Lawyers(s): Gregg J. Breitbart
Respondent(s): Aegis Capital Corp.
Respondent Lawyers(s): Kevin Meade
Arbitrator(s): Martin R. Cramer
Hearing Site: Jersey City, NJ
| | |
| 20-02251 | 12/29/2020 | Claimant(s): Ferne Hassan
Claimant Lawyers(s): Ferne Hassan
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Joseph C. Pickard
Arbitrator(s): Martin R. Cramer
Hearing Site: Jersey City, NJ
| | $16,021 |
| 20-01376 | 11/24/2020 | Claimant(s): Edmund Iannacone
Claimant Lawyers(s): Brian Luther
Respondent(s): Ameriprise Financial Services, UBS Financial Services Inc.
Respondent Lawyers(s): Howard M. Klausmeier, Omar Perez
Arbitrator(s): Martin R. Cramer
Hearing Site: Newark, NJ
| | |
| 19-03288 | 08/13/2020 | Claimant(s): Michael Greenstone
Claimant Lawyers(s): Patrick R. Mahoney
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): Martin R. Cramer
Hearing Site: Newark, NJ
| | |
| 18-01688 | 11/07/2018 | Claimant(s): Tastyworks.
Claimant Lawyers(s): John J Muldoon
Respondent(s): Edward Park
Respondent Lawyers(s): Edward Park
Arbitrator(s): Martin R. Cramer
Hearing Site: Newark, NJ
| | $0 |
| 16-02878 | 12/14/2017 | Claimant(s): Anthony Morello, Donna Morello
Claimant Lawyers(s): Ross B. Intelisano
Respondent(s): Wellington Shields & Co.
Respondent Lawyers(s): Neil A. Sussman
Arbitrator(s): Catherine Stewart, Martin R. Cramer, Peter L. Michaelson
Hearing Site: Newark, NJ
| | $0 |
| 14-01573 | 10/30/2015 | Claimant(s): Morrisa Schiffman
Claimant Lawyers(s): Seth E. Lipner
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Raul Sanchez
Arbitrator(s): Kenneth J. Horowitz, Martin R. Cramer, Paul Allan Massaro
Hearing Site: Newark, NJ
| | $95,633 |
| 14-01373 | 06/02/2015 | Claimant(s): Jeffrey and Julie Mullen
Claimant Lawyers(s): Lance C. McCardle
Respondent(s): Gregory Jacobson, Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Stephen L. Lister, S. Charles Tabak, Martin R. Cramer
Hearing Site: Newark, NJ
| | Expungement |
