| 20-01209 | 06/07/2023 | Claimant(s): Len Ventura
Claimant Lawyers(s): Lance C. McCardle
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Andrew W. Sidman
Arbitrator(s): Joan Maxine Secofsky, Keely D. Parr, Alfred D Peters
Hearing Site: New York, NY
|  | Expungement |
| 16-00068 | 03/28/2018 | Claimant(s): Glenn Kelley, Kevin Kelley, Timothy Kelley, Succession of Patricia A. Cleary
Claimant Lawyers(s): Lance C. McCardle
Respondent(s): J.P. Morgan Securities, William Vanlandingham
Respondent Lawyers(s): Jeffrey L. Oakes, John W. Hite
Arbitrator(s): Daniel J. Pagnano, William Gilbert Faulk, Imre Stephen Szalai
Hearing Site: New Orleans, LA
| | Expungement |
| 15-00834 | 02/04/2016 | Claimant(s): Herbert Doucet, Margie Doucet, Taylor Powers
Claimant Lawyers(s): Lance C. McCardle
Respondent(s): Michael Shaw, VSR Financial Services.
Respondent Lawyers(s): Benjamin J. Biard, Will M. Helixon
Arbitrator(s): Susan F. Drogin, Dale A. Kaliszeski, James E. Bolin
Hearing Site: New Orleans, LA
| | $307,000 |
| 14-01373 | 06/02/2015 | Claimant(s): Jeffrey and Julie Mullen
Claimant Lawyers(s): Lance C. McCardle
Respondent(s): Gregory Jacobson, Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Stephen L. Lister, S. Charles Tabak, Martin R. Cramer
Hearing Site: Newark, NJ
| | Expungement |
| 13-02721 | 05/23/2014 | Claimant(s): Edward Heartfield, Karen Transier
Claimant Lawyers(s): Matthew E Wolper
Respondent(s): Frank Levy
Respondent Lawyers(s): Lance C. McCardle
Arbitrator(s): Brian James Tagtmeier
Hearing Site: New Orleans, LA
| | Expungement |
| 13-00579 | 03/04/2014 | Claimant(s): Doreen Blank, Edward Blank, Estate of Della A.B. Baker
Claimant Lawyers(s): Lance C. McCardle
Respondent(s): James Glover, Signator Investors.
Respondent Lawyers(s): James Robert Glover, Paul F. Enzinna
Arbitrator(s): Jeffrey L. Gaffney, Randy R. Maher, Daniel R. Saling
Hearing Site: San Diego, CA
| | $1,589,150 |
| 09-05843 | 05/02/2013 | Claimant(s): Beatrice Pigno, Carolyn Andre, Chia Liu, Chu Mein, Clifton Dufour, Cody Milton, David Stelly, Dolores Perry, Eric Pace, George Quartano, Gerald Perry, Jean Tsai, John Murphy, John Templet, Jung Lo, Lisa Dufour, Lola Stelly, Loleta Soloman, Marc Stelly, Pat Milton, et al
Claimant Lawyers(s): Lance C. McCardle, W. Andrew Clayton
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Clayton J. Borne, Brian P. Jakes, Richard J. Clement
Hearing Site: New Orleans, LA
| | Expungement |
| 11-00156 | 08/16/2012 | Claimant(s): Linda Westerfield, William Westerfield
Claimant Lawyers(s): Lance C. McCardle
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Randi Perry Spailina
Arbitrator(s): Charles H. Peterson, Francis Frank Fontenot, Brian James Tagtmeier
Hearing Site: New Orleans, LA
| | Expungement |
| 10-04009 | 11/28/2011 | Claimant(s): David Campbell, Lu Ann Davis
Claimant Lawyers(s): Lance C. McCardle
Respondent(s): David Niederkrome, John Jessum, Scott Baker, Stephen Rodgers
Respondent Lawyers(s): David Gaba
Arbitrator(s): Mark C. Watler, James E. Bolin, Eric M. Schorr
Hearing Site: New Orleans, LA
| | Expungement |
