| 14-00712 | 07/07/2015 | Claimant(s): Rebecca Ann Dyer Tilton
Claimant Lawyers(s): Judson M. Lee
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Brent J. Burtin
Arbitrator(s): Clayton J. Borne, Lovella L. Richardson, Barbara L. Edin
Hearing Site: Jackson, MS
|  | $60,400 |
| 12-03531 | 07/10/2013 | Claimant(s): Charles Hadley, Charles J. Hadley II IRA, Charles J. Hadley & Linda J. Hadley Ten
Claimant Lawyers(s): Jeffrey M. Salas
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Brad Jacobs
Arbitrator(s): Clayton J. Borne, Michael S. Wilk, Francis Frank Fontenot
Hearing Site: New Orleans, LA
| | Expungement |
| 09-05843 | 05/02/2013 | Claimant(s): Beatrice Pigno, Carolyn Andre, Chia Liu, Chu Mein, Clifton Dufour, Cody Milton, David Stelly, Dolores Perry, Eric Pace, George Quartano, Gerald Perry, Jean Tsai, John Murphy, John Templet, Jung Lo, Lisa Dufour, Lola Stelly, Loleta Soloman, Marc Stelly, Pat Milton, et al
Claimant Lawyers(s): Lance C. McCardle, W. Andrew Clayton
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Clayton J. Borne, Brian P. Jakes, Richard J. Clement
Hearing Site: New Orleans, LA
| | Expungement |
| 12-00839 | 12/27/2012 | Claimant(s): The Reese M. Holifield MBTA
Claimant Lawyers(s): Eric Creizman
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Bradley B. Rounsaville
Arbitrator(s): Clayton J. Borne, Lynne R. Stern, Robert A. Wojcik
Hearing Site: Jackson, MS
| | $0 |
| 09-01447 | 02/19/2010 | Claimant(s): Annette Hines
Claimant Lawyers(s): Lee Bowie
Respondent(s): Ladd Grapski, FFP Securities., First Allied Securities.
Respondent Lawyers(s): Mickey B. Wright
Arbitrator(s): Clayton J. Borne
Hearing Site: Jackson, MS
| | $26,150 |
