| 12-03531 | 07/10/2013 | Claimant(s): Charles Hadley, Charles J. Hadley II IRA, Charles J. Hadley & Linda J. Hadley Ten
Claimant Lawyers(s): Jeffrey M. Salas
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Brad Jacobs
Arbitrator(s): Clayton J. Borne, Michael S. Wilk, Francis Frank Fontenot
Hearing Site: New Orleans, LA
|  | Expungement |
| 12-00052 | 11/19/2012 | Claimant(s): Isabel Robinson
Claimant Lawyers(s): Jeffrey M. Salas
Respondent(s): Brian Horne, Shelley Stevens, Investment Management Corporation
Respondent Lawyers(s): Brian Young Horne, Kevin Kunz, Shelley Ann Stevens
Arbitrator(s): George J. Karlsven
Hearing Site: Salt Lake City, UT
| | $61,422 |
| 11-03787 | 09/12/2012 | Claimant(s): Roland McLean
Claimant Lawyers(s): Jeffrey M. Salas
Respondent(s): Aaron Porter, Shayne Kuebler, Great Northern Financial Securities
Respondent Lawyers(s): Aaron Virgil Porter, Douglas A. Fry, Shayne Dean Kuebler
Arbitrator(s): Thomas R. Dreiling, Carl J. Carlson, Roy J. Moceri
Hearing Site: Seattle, WA
| | $424,550 |
