| 13-02367 | 11/11/2014 | Claimant(s): Robert Bee
Claimant Lawyers(s): Lance C McCardle
Respondent(s): Brian Lawrence, UBS Financial Services Inc.
Respondent Lawyers(s): George C. Freeman, Rebecca E. Swenson
Arbitrator(s): Frederick H. Bruce, Jeff Kilgore, Francis Frank Fontenot
Hearing Site: New Orleans, LA
|  | Expungement |
| 12-03531 | 07/10/2013 | Claimant(s): Charles Hadley, Charles J. Hadley II IRA, Charles J. Hadley & Linda J. Hadley Ten
Claimant Lawyers(s): Jeffrey M. Salas
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Brad Jacobs
Arbitrator(s): Clayton J. Borne, Michael S. Wilk, Francis Frank Fontenot
Hearing Site: New Orleans, LA
| | Expungement |
| 12-01333 | 02/04/2013 | Claimant(s): Elta Cheramie
Claimant Lawyers(s): James F. Willeford
Respondent(s): Timothy Armentor, NFP Securities.
Respondent Lawyers(s): Duris L. Holmes
Arbitrator(s): Simeon B. Reimonenq, Clave E. Gill, Francis Frank Fontenot
Hearing Site: New Orleans, LA
| | $0 |
| 11-00156 | 08/16/2012 | Claimant(s): Linda Westerfield, William Westerfield
Claimant Lawyers(s): Lance C. McCardle
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Randi Perry Spailina
Arbitrator(s): Charles H. Peterson, Francis Frank Fontenot, Brian James Tagtmeier
Hearing Site: New Orleans, LA
| | Expungement |
