| 20-04216 | 01/05/2024 | Claimant(s): Kent Bonvillain, Whitney Guidry
Claimant Lawyers(s): Kevin Conway
Respondent(s): Raymond James & Associates.
Respondent Lawyers(s): George C. Freeman
Arbitrator(s): Maryanne M. Esser, Chris W. Surprenant, William John Sommers
Hearing Site: New Orleans, LA
|  | $15,000 |
| 20-01422 | 03/09/2022 | Claimant(s): Lisa Craig, Renee Allie
Claimant Lawyers(s): Jason J. Kane
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): George C. Freeman
Arbitrator(s): Mark A. Myers, Stephen Edgar Eisenbraun, Valerie Turner Schexnayder
Hearing Site: New Orleans, LA
| | Expungement |
| 13-02367 | 11/11/2014 | Claimant(s): Robert Bee
Claimant Lawyers(s): Lance C McCardle
Respondent(s): Brian Lawrence, UBS Financial Services Inc.
Respondent Lawyers(s): George C. Freeman, Rebecca E. Swenson
Arbitrator(s): Frederick H. Bruce, Jeff Kilgore, Francis Frank Fontenot
Hearing Site: New Orleans, LA
| | Expungement |
| 12-00159 | 05/23/2014 | Claimant(s): Jessica Clarke, IRA
Claimant Lawyers(s): Joseph Peiffer
Respondent(s): Fred Brister III, Hilary Zimmerman, Morgan Stanley, Morgan Stanley & Co., Steven Wyatt
Respondent Lawyers(s): George C. Freeman, Joseph C. Coates
Arbitrator(s): Gloria J Liddell, Fred M. Ridolphi, Kenneth W. Shelley
Hearing Site: Jackson, MS
| | $150,600 |
| 08-02041 | 06/24/2010 | Claimant(s): Milton Seymour
Claimant Lawyers(s): Mack A. Bethea
Respondent(s): Wachovia Securities, Michael Odom
Respondent Lawyers(s): George C. Freeman
Arbitrator(s): Robert C. Upton, Donald Milo Helton, Douglas E. Miller
Hearing Site: Jackson, MS
| | $375 |
| 08-01567 | 02/11/2010 | Claimant(s): Gus Denton, Priscilla Denton, Shelby Partners
Claimant Lawyers(s): Jan Douglas Atlas
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): George C. Freeman, III
Arbitrator(s): Guy K. Stewart, Eugene R. Katz, Donna L. Pavlick
Hearing Site: Memphis, TN
| | $50,000 |
| 03-07280 | 10/24/2007 | Claimant(s): Francelle Lewis, Michael Lewis
Claimant Lawyers(s): L. Jerome Stanley
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): George C. Freeman
Arbitrator(s): Mark A. Myers, Andrew Phelps Burnside, Robert E. Graves
Hearing Site: New Orleans, LA
| | $0 |
