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FINRA Awards for Stephen Edgar Eisenbraun

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Displaying 6 out of 6 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0292806/28/2024Claimant(s): Darren Oglesby
Claimant Lawyers(s): Brian Luther
Respondent(s): Money Concepts Capital Corp
Respondent Lawyers(s): Kathy M. Klock
Arbitrator(s): Stephen Edgar Eisenbraun
Hearing Site: New Orleans, LA
20-0261605/10/2023Claimant(s): Estate of Alvin Louis Diecedue, Sr.
Claimant Lawyers(s): Sharon Starkey Whitlow
Respondent(s): Morgan Stanley, Sean Spratt
Respondent Lawyers(s): Christopher M. Sacco
Arbitrator(s): Daniel J. Pagnano, Stephen Edgar Eisenbraun, Franklin David Beahm
Hearing Site: New Orleans, LA
Checkmark Icon$0
20-0142203/09/2022Claimant(s): Lisa Craig, Renee Allie
Claimant Lawyers(s): Jason J. Kane
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): George C. Freeman
Arbitrator(s): Mark A. Myers, Stephen Edgar Eisenbraun, Valerie Turner Schexnayder
Hearing Site: New Orleans, LA
Checkmark IconExpungement
16-0001312/19/2017Claimant(s): H. Labban, Kevin Labban, Labban Futures LLC, Labban Real Estate LLC, Melton Labban Investments LLC, Jacquelyn McAdams Family Trust, James Melton Grandchildren Trust, James Melton Grantor Trust
Claimant Lawyers(s): Andrew J. Mytelka, Jeannie M. Urbani
Respondent(s): Morgan Stanley, Kim Isaacson
Respondent Lawyers(s): Beth A. Black
Arbitrator(s): Barbara L. Edin, Onnig Hatchig Dombalagian, Stephen Edgar Eisenbraun
Hearing Site: New Orleans, LA
Checkmark Icon$0
14-0266307/06/2016Claimant(s): Shannon Nafaa, Estate of Raymond Ryals
Claimant Lawyers(s): John M. Lassiter
Respondent(s): Morgan Stanley, Linda Ryals, Sun America Annuity & Life Insurance Co.
Respondent Lawyers(s): Brian C. Hale, Michael A Wing, Michael K. Brisbin
Arbitrator(s): John G. Manley, Richard J. Clement, Stephen Edgar Eisenbraun
Hearing Site: Birmingham, AL
Checkmark Icon$0
13-0071706/13/2014Claimant(s): Naveed Malik, Sadaf Malik
Claimant Lawyers(s): James T. Tran, Jessica Vasquez
Respondent(s): Andrew Black, Morgan Stanley, Michael Gagliardi
Respondent Lawyers(s): Brian C. Hale
Arbitrator(s): Robert R. Wolf, Jeffrey R. Jury, Stephen Edgar Eisenbraun
Hearing Site: New Orleans, LA
Checkmark Icon$0

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