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FINRA Awards for Andrew Black

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0289510/16/2019Claimant(s): Anne Marie Fargason, Evelyn Chiasson
Claimant Lawyers(s): Frank "Kim" Breese
Respondent(s): Andrew Black, Morgan Stanley & Co.
Respondent Lawyers(s): Timothy B. Atkins
Arbitrator(s): Frank M Romano, Bertrand C. Moser, Allan R. Lazor
Hearing Site: New Orleans, LA
Checkmark Icon$109,323
16-0017108/18/2016Claimant(s): Edward Cohen, Judith Cohen
Claimant Lawyers(s): Edward Cohen
Respondent(s): Andrew Black, Daniel Digilio, TD Ameritrade.
Respondent Lawyers(s): Amanda Wright
Arbitrator(s): Nickolas F. Monteforte
Hearing Site: Boston, MA
Checkmark Icon$0
13-0071706/13/2014Claimant(s): Naveed Malik, Sadaf Malik
Claimant Lawyers(s): James T. Tran, Jessica Vasquez
Respondent(s): Andrew Black, Morgan Stanley, Michael Gagliardi
Respondent Lawyers(s): Brian C. Hale
Arbitrator(s): Robert R. Wolf, Jeffrey R. Jury, Stephen Edgar Eisenbraun
Hearing Site: New Orleans, LA
Checkmark Icon$0

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