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FINRA Awards for Bertrand C. Moser

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0289510/16/2019Claimant(s): Anne Marie Fargason, Evelyn Chiasson
Claimant Lawyers(s): Frank "Kim" Breese
Respondent(s): Andrew Black, Morgan Stanley & Co.
Respondent Lawyers(s): Timothy B. Atkins
Arbitrator(s): Frank M Romano, Bertrand C. Moser, Allan R. Lazor
Hearing Site: New Orleans, LA
Checkmark Icon$109,323
18-0220708/15/2019Claimant(s): Warren Pitre
Claimant Lawyers(s): Jason J. Kane
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Trae D. Meyr
Arbitrator(s): Sherry R. Wetsch, Ashley Lucile Belleau, Bertrand C. Moser
Hearing Site: New Orleans, LA
Checkmark IconExpungement
16-0374304/22/2019Claimant(s): Aileen Vidaud, Alexander Travieso, Amanda Fly, Barbara Edge, Dana Cooper, Donnella Tyler, Edward Fly, James Reynolds, Leila Reynolds, Lina Gibbs, Lynn Gibbs, Michael Edge, Patricia McDaniel, Robert Cooper, Robert Tyler, Shirley Jones, Trent McDaniel, William Vidaud, Estate of J. Michelle Edge, Aileen Vidaud IRA, et al
Claimant Lawyers(s): David W. Miller
Respondent(s): David Williams, Wilson Williams
Respondent Lawyers(s): Dena L. Mathis
Arbitrator(s): Bertrand C. Moser, Stephen James Cavanaugh, Camille Morris Tankersley
Hearing Site: Houston, TX
Checkmark Icon$358,387

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