| 19-03118 | 05/20/2020 | Claimant(s): Gregory Velho
Claimant Lawyers(s): Erica Harris
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Timothy B. Atkins
Arbitrator(s): John P. Cullem
Hearing Site: Orlando, FL
| | |
| 19-03437 | 03/24/2020 | Claimant(s): Nancy Huber
Claimant Lawyers(s): Nancy C. Huber
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Timothy B. Atkins
Arbitrator(s): Thomas J. Dolina
Hearing Site: Baltimore, MD
|  | $1,249 |
| 19-01321 | 02/11/2020 | Claimant(s): Henry Grinberg
Claimant Lawyers(s): Gregg J Breitbart
Respondent(s): Morgan Stanley, UBS Financial Services Inc.
Respondent Lawyers(s): Jonathan C. Schwartz, Timothy B. Atkins
Arbitrator(s): Martin A. Feigenbaum
Hearing Site: Boca Raton, FL
| | |
| 18-02895 | 10/16/2019 | Claimant(s): Anne Marie Fargason, Evelyn Chiasson
Claimant Lawyers(s): Frank "Kim" Breese
Respondent(s): Andrew Black, Morgan Stanley & Co.
Respondent Lawyers(s): Timothy B. Atkins
Arbitrator(s): Frank M Romano, Bertrand C. Moser, Allan R. Lazor
Hearing Site: New Orleans, LA
| | $109,323 |
| 18-02617 | 10/02/2019 | Claimant(s): Rebecca Frederick
Claimant Lawyers(s): Rebecca Frederick
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Timothy B. Atkins
Arbitrator(s): Monroe Mitchel
Hearing Site: Boca Raton, FL
| | $0 |
| 18-01910 | 03/14/2019 | Claimant(s): Stephen Huggins
Claimant Lawyers(s): Joelle A. Simms
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Timothy B. Atkins
Arbitrator(s): Muriel Desloovere
Hearing Site: Jacksonville, FL
| | |
| 17-01706 | 01/16/2019 | Claimant(s): Joseph Collins, The Joseph L. Collins Rollover IRA
Claimant Lawyers(s): Joseph L. Collins
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Timothy B. Atkins
Arbitrator(s): Maurice M. Feller, Gayle B. Carlson, Christopher William Crowley
Hearing Site: Tampa, FL
| | Expungement |
| 18-00812 | 12/18/2018 | Claimant(s): Forrest Faro
Claimant Lawyers(s): Joelle A. Simms
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Timothy B. Atkins
Arbitrator(s): Will Murphy
Hearing Site: Miami, FL
| | |
| 18-02213 | 10/11/2018 | Claimant(s): Jeffrey Leach
Claimant Lawyers(s): David I. Hantman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Timothy B. Atkins
Arbitrator(s): Will Murphy
Hearing Site: Boca Raton, FL
| | |
| 16-02067 | 05/04/2017 | Claimant(s): Jonathon Jay Marks, Suzana Rockwell Marks
Claimant Lawyers(s): Jonathon Jay Marks, Suzana Rockwell Marks
Respondent(s): Morgan Stanley, Lewis Robinson
Respondent Lawyers(s): Timothy B. Atkins
Arbitrator(s): James D. McDonald, Jeffrey R. Roth, Victoria G.A. Willingham
Hearing Site: Ft. Lauderdale, FL
| | $29,360 |
