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FINRA Awards for Erica Harris

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Displaying 7 out of 7 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0326306/04/2020Claimant(s): Andrew Howard
Claimant Lawyers(s): Erica Harris
Respondent(s): Edward Jones
Respondent Lawyers(s): Darren Goodman
Arbitrator(s): Daniel M. Yamshon
Hearing Site: San Francisco, CA
19-0311805/20/2020Claimant(s): Gregory Velho
Claimant Lawyers(s): Erica Harris
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Timothy B. Atkins
Arbitrator(s): John P. Cullem
Hearing Site: Orlando, FL
19-0312503/10/2020Claimant(s): Anthony Atrasz
Claimant Lawyers(s): Erica Harris
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Leslie S. Blickenstaff
Arbitrator(s): Daniel G. Zeiser
Hearing Site: Cleveland, OH
19-0197802/04/2020Claimant(s): Jeffrey Buck
Claimant Lawyers(s): Erica Harris
Respondent(s): H. Beck., Parkland Securities
Respondent Lawyers(s): Randolph F. Pistor, Richard A. D'Amura
Arbitrator(s): Helen Marinak Blohm
Hearing Site: Honolulu, HI
19-0180801/28/2020Claimant(s): Steven Gretchko
Claimant Lawyers(s): Erica Harris
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Kenneth Crowley
Arbitrator(s): Terrance J. Dorcy
Hearing Site: Detroit, MI
19-0167712/18/2019Claimant(s): Alan Schryer
Claimant Lawyers(s): Erica Harris
Respondent(s): Money Concepts Capital Corp
Respondent Lawyers(s): Ellen S. Robbins
Arbitrator(s): Milton N. Gross
Hearing Site: Los Angeles, CA
19-0122512/04/2019Claimant(s): James Worrell
Claimant Lawyers(s): Erica Harris
Respondent(s): Kestra Investment Services
Respondent Lawyers(s): David J. Lehr
Arbitrator(s): Robert E. Anderson
Hearing Site: Providence, RI

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