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FINRA Awards for Terrance J. Dorcy

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Displaying 7 out of 7 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0180801/28/2020Claimant(s): Steven Gretchko
Claimant Lawyers(s): Erica Harris
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Kenneth Crowley
Arbitrator(s): Terrance J. Dorcy
Hearing Site: Detroit, MI
19-0048711/20/2019Claimant(s): William Kapteyn
Claimant Lawyers(s): Frances Menzer
Respondent(s): Royal Securities Company
Respondent Lawyers(s): Tony Ernzer
Arbitrator(s): Terrance J. Dorcy
Hearing Site: Detroit, MI
18-0052809/04/2019Claimant(s): Hermann Spranger, II IRA
Claimant Lawyers(s): Samuel B. Edwards
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Adam M. Wenner
Arbitrator(s): Patrick R. Sughroue, Terrance J. Dorcy, Mark Scarr
Hearing Site: Detroit, MI
Checkmark Icon$0
13-0116307/22/2014Claimant(s): The Delp Heritage Trust
Claimant Lawyers(s): John A. Hubbard
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Anthony L. Valenzuela
Arbitrator(s): Kenneth J. Safran, Terrance J. Dorcy, Cyrus K. Motlagh
Hearing Site: Detroit, MI
Checkmark Icon$110,000
12-0207608/23/2013Claimant(s): Robert Porcher
Claimant Lawyers(s): Moshe Y. Singer
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Michael N. Ungar
Arbitrator(s): Jeffry M. Bauer, Michael J. Meeusen, Terrance J. Dorcy
Hearing Site: Detroit, MI
Checkmark Icon$0
10-0167412/27/2011Claimant(s): Harry Dines & Esther Dines TRS FBO, Harry Dines Revocable Living Trust
Claimant Lawyers(s): James R. Anderson
Respondent(s): TD Ameritrade., Warren Castor
Respondent Lawyers(s): Jonathan M. Sterling
Arbitrator(s): Matthew W. Schlegel, Terrance J. Dorcy, Patrick A. Guentner
Hearing Site: Detroit, MI
Checkmark IconExpungement
10-0027809/14/2011Claimant(s): Mary Wynns, Richard Wynns
Claimant Lawyers(s): Philip Matthews
Respondent(s): Citigroup Global Markets., John Gellasch, Morgan Stanley
Respondent Lawyers(s): Thomas R. Cox
Arbitrator(s): Patrick R. Sughroue, Bruce F. Coleman, Terrance J. Dorcy
Hearing Site: Detroit, MI
Checkmark Icon$172,445

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