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FINRA Awards for Thomas R. Cox

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0027809/14/2011Claimant(s): Mary Wynns, Richard Wynns
Claimant Lawyers(s): Philip Matthews
Respondent(s): Citigroup Global Markets., John Gellasch, Morgan Stanley
Respondent Lawyers(s): Thomas R. Cox
Arbitrator(s): Patrick R. Sughroue, Bruce F. Coleman, Terrance J. Dorcy
Hearing Site: Detroit, MI
Checkmark Icon$172,445
06-0472801/27/2010Claimant(s): Travelers Casualty and Surety Company, Wilbanks Securities.
Claimant Lawyers(s): Andrew J. Waldron, Bruce W. Day
Respondent(s): AXA Advisors
Respondent Lawyers(s): Thomas R. Cox
Arbitrator(s): David G. Ritchie, Robert Steven Haught, Richard L. Andeel
Hearing Site: Oklahoma City, OK

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