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FINRA Awards for David G. Ritchie

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0235203/12/2018Claimant(s): Christopher Clark
Claimant Lawyers(s): Robert M. Thornton
Respondent(s): BOK Financial Securities., BOSC.
Respondent Lawyers(s): Erica Anne Dorwart
Arbitrator(s): David G. Ritchie, Bill Lamoreaux, Jeff Kilgore
Hearing Site: Oklahoma City, OK
08-0386604/09/2010Claimant(s): Bruce Means
Claimant Lawyers(s): Adam J. Gana
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Nancy H. Baughan
Arbitrator(s): Preston A. Trimble, Jan Preece Gaddis, David G. Ritchie
Hearing Site: Oklahoma City, OK
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06-0472801/27/2010Claimant(s): Travelers Casualty and Surety Company, Wilbanks Securities.
Claimant Lawyers(s): Andrew J. Waldron, Bruce W. Day
Respondent(s): AXA Advisors
Respondent Lawyers(s): Thomas R. Cox
Arbitrator(s): David G. Ritchie, Robert Steven Haught, Richard L. Andeel
Hearing Site: Oklahoma City, OK

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