| 11-02947 | 05/17/2013 | Claimant(s): Paragon Reserve Company, Texas PGI.
Claimant Lawyers(s): Ryan K. Bakhtiari
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Brody W. Weichbrodt
Arbitrator(s): Preston A. Trimble, Andrea U. Calve, Joseph G. Werner
Hearing Site: Dallas, TX
|  | $1,057,670 |
| 10-03995 | 04/19/2011 | Claimant(s): Gates Family Trust
Claimant Lawyers(s): Griffith G. Gates
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Eric M. Morris
Arbitrator(s): Preston A. Trimble
Hearing Site: Wichita, KS
| | $0 |
| 07-01043 | 02/09/2011 | Claimant(s): Jean Hughes
Claimant Lawyers(s): Hal K. Gillespie
Respondent(s): Cantor Fitzgerald & Co.
Respondent Lawyers(s): Katherine E. Flanagan
Arbitrator(s): Preston A. Trimble, Thomas A. Martin, Charles S. Chester
Hearing Site: Houston, TX
| | |
| 08-03866 | 04/09/2010 | Claimant(s): Bruce Means
Claimant Lawyers(s): Adam J. Gana
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Nancy H. Baughan
Arbitrator(s): Preston A. Trimble, Jan Preece Gaddis, David G. Ritchie
Hearing Site: Oklahoma City, OK
| | $0 |
| 08-00956 | 04/13/2009 | Claimant(s): Elyse Masterson, Robert Masterson, Masterson Family, Blake Dillion Masterson, CUS, James Brody Masterson
Claimant Lawyers(s): Randall K. Calvert
Respondent(s): Azmi "Andy" Fakhoury, Wachovia Securities
Respondent Lawyers(s): James C. Browning
Arbitrator(s): Donald M. Lehman, Preston A. Trimble, Jan Preece Gaddis
Hearing Site: Oklahoma City, OK
| | $89,338 |
