21-00721 | 01/17/2023 | Claimant(s): Donald Winter Claimant Lawyers(s): David Vermont Respondent(s): Brent Porges, Craig Taddonio, Peter Faggioni Respondent Lawyers(s): Brent Morgan Porges, Craig Scott Taddonio, Peter Anthony Faggioni Arbitrator(s): Thomas A. Martin Hearing Site: Oklahoma City, OK
| | $0 |
22-01100 | 10/07/2022 | Claimant(s): Lester Tarver Claimant Lawyers(s): Lester Tarver Respondent(s): TD Ameritrade. Respondent Lawyers(s): Jennifer A. Stevens Arbitrator(s): Thomas A. Martin Hearing Site: Houston, TX
| | $0 |
21-00712 | 08/22/2022 | Claimant(s): Tastyworks. Claimant Lawyers(s): Thomas G. Haskins Respondent(s): Jonathan Thrower Respondent Lawyers(s): Jonathan Thrower Arbitrator(s): Thomas A. Martin, Gary L. Foose, Stephen Neil Foster Hearing Site: Houston, TX
| | $0 |
21-02480 | 07/12/2022 | Claimant(s): Hal Finberg Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Katelyn H. Wilson Arbitrator(s): Thomas A. Martin Hearing Site: Houston, TX
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19-00603 | 12/30/2021 | Claimant(s): Philip Sims, Philip D. Sims IRA Claimant Lawyers(s): Robert H. Rex Respondent(s): McNally Financial Services Corporation Respondent Lawyers(s): Gary S. Kessler Arbitrator(s): Thomas A. Martin, Jack Chapline Vaughan, Camille Morris Tankersley Hearing Site: Houston, TX
| | Expungement |
21-01438 | 12/02/2021 | Claimant(s): Williams Butcher Claimant Lawyers(s): Seth Ian Rubinson Respondent(s): International Assets Advisory Respondent Lawyers(s): Myra P. Nicholson Arbitrator(s): Thomas A. Martin, Anita Lynne Wiggins, Jeff Kilgore Hearing Site: Houston, TX
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20-01181 | 08/20/2021 | Claimant(s): Brandon Dabdoub, McKenzee Dabdoub Claimant Lawyers(s): Lance C. Arney Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Jeffery D. Rodgers Arbitrator(s): Thomas A. Martin, G. Maynard Green, Andrea Joan Douglas Hearing Site: Houston, TX
| | Expungement |
21-00124 | 07/14/2021 | Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): Jonathan D Berg Respondent(s): Thanh Nguyen Respondent Lawyers(s): Thanh Nguyen Arbitrator(s): Thomas A. Martin Hearing Site: Houston, TX
| | $0 |
20-00456 | 05/11/2021 | Claimant(s): Estate of Charles Hunter Montgomery, Dec, The Montgomery Children's 1998 Trust Claimant Lawyers(s): William Fred Hagans Respondent(s): Morgan Stanley Respondent Lawyers(s): Jeremy S. Winer Arbitrator(s): Thomas A. Martin, Michael Hendryx, Jonathan Charles Day Hearing Site: Houston, TX
| | $172,813 |
20-02183 | 01/22/2021 | Claimant(s): Michael Kentor Claimant Lawyers(s): Dochtor Kennedy Respondent(s): M Holdings Securities. Respondent Lawyers(s): Noel Barnes Arbitrator(s): Thomas A. Martin Hearing Site: Houston, TX
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