| 21-00712 | 08/22/2022 | Claimant(s): Tastyworks.
Claimant Lawyers(s): Thomas G. Haskins
Respondent(s): Jonathan Thrower
Respondent Lawyers(s): Jonathan Thrower
Arbitrator(s): Thomas A. Martin, Gary L. Foose, Stephen Neil Foster
Hearing Site: Houston, TX
|  | $0 |
| 14-00743 | 07/15/2015 | Claimant(s): Scott Zodin
Claimant Lawyers(s): Geoffrey D. Weisbart
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Malcolm Edwin Whittaker, Gary L. Foose, Phillip M. Renfro
Hearing Site: Houston, TX
| | |
| 07-02439 | 04/14/2009 | Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Thomas A. Volz
Respondent(s): Randal Spears
Respondent Lawyers(s): Randal W. Spears
Arbitrator(s): Theodore E. Davis, Eli Bensky, Gary L. Foose
Hearing Site: Houston, TX
| | |
| 08-01014 | 12/18/2008 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): David Coffee
Respondent Lawyers(s): David S. Coffee
Arbitrator(s): John Michael Watson, William J. Kirkpatrick, Gary L. Foose
Hearing Site: Houston, TX
| | |
| 07-01778 | 07/28/2008 | Claimant(s): Citigroup Global Markets., Citigroup Global Markets Holdings.
Claimant Lawyers(s): W. Jerad Rissler
Respondent(s): Ernest Elam
Respondent Lawyers(s): Ernest P. Elam
Arbitrator(s): Timothy L. Andrews, Maurice J. Fallas, Gary L. Foose
Hearing Site: Houston, TX
| | |
| 06-05168 | 05/23/2008 | Claimant(s): Marvin Nettles
Claimant Lawyers(s): Thomas R. Ajamie
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Raul Sanchez
Arbitrator(s): Bertrand C. Moser, Gary L. Foose, Martin Epner
Hearing Site: Houston, TX
| | $300 |
