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FINRA Awards for Ernest P. Elam

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0177807/28/2008Claimant(s): Citigroup Global Markets., Citigroup Global Markets Holdings.
Claimant Lawyers(s): W. Jerad Rissler
Respondent(s): Ernest Elam
Respondent Lawyers(s): Ernest P. Elam
Arbitrator(s): Timothy L. Andrews, Maurice J. Fallas, Gary L. Foose
Hearing Site: Houston, TX

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