10-03961 | 07/05/2012 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Samuel P. Mauch Respondent(s): Daniel Kammerer, Citigroup Global Markets., Citigroup Global Markets Holdings. Respondent Lawyers(s): Erin E. Mac Avoy, Krista L. Tushar Arbitrator(s): Howard R. Gaines, Gregory D. Thomas, Patricia Mary Vondra Hearing Site: Denver, CO
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10-03113 | 06/08/2012 | Claimant(s): Oliver Schwarz Claimant Lawyers(s): Thomas C. Frost Respondent(s): Citigroup Global Markets., Morgan Stanley, Citigroup Global Markets Holdings. Respondent Lawyers(s): Scott L. Metzger, Shannon L. McDougald Arbitrator(s): Barry E. Kersh, Janice L. Sperow, Sally G. Williams Hearing Site: San Diego, CA
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08-01683 | 09/30/2011 | Claimant(s): Citigroup Global Markets., Citigroup Global Markets Holdings. Claimant Lawyers(s): Jason Haselkorn Respondent(s): John Perry, Ronald Perry Respondent Lawyers(s): Jarrod J. Malone Arbitrator(s): Thomas Czinner, Daniel P. Lund, Andrew David Kahng Hearing Site: Boca Raton, FL
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07-01778 | 07/28/2008 | Claimant(s): Citigroup Global Markets., Citigroup Global Markets Holdings. Claimant Lawyers(s): W. Jerad Rissler Respondent(s): Ernest Elam Respondent Lawyers(s): Ernest P. Elam Arbitrator(s): Timothy L. Andrews, Maurice J. Fallas, Gary L. Foose Hearing Site: Houston, TX
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07-03111 | 05/12/2008 | Claimant(s): Citigroup Global Markets., Citigroup Global Markets Holdings. Claimant Lawyers(s): W. Jerad Rissler Respondent(s): Damien Lombardi Respondent Lawyers(s): Damien Walter Lombardi Arbitrator(s): Anne W. Larkin Hearing Site: Richmond, VA
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07-01871 | 02/22/2008 | Claimant(s): Citigroup Global Markets., Citigroup Global Markets Holdings. Claimant Lawyers(s): W. Jerad Rissler Respondent(s): Christopher Keelin Respondent Lawyers(s): Christopher W. Keelin Arbitrator(s): Claude H. Paddock, Perry Lee Taylor, William Stephen Lee Hearing Site: Birmingham, AL
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07-00817 | 08/20/2007 | Claimant(s): Citigroup Global Markets., Citigroup Global Markets Holdings. Claimant Lawyers(s): Gregory R. Crochet Respondent(s): William Evans Respondent Lawyers(s): William Dexter Evans Arbitrator(s): Barbara Marie Bantivoglio Hearing Site: Columbia, SC
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