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FINRA Awards for Anne W. Larkin

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0311105/12/2008Claimant(s): Citigroup Global Markets., Citigroup Global Markets Holdings.
Claimant Lawyers(s): W. Jerad Rissler
Respondent(s): Damien Lombardi
Respondent Lawyers(s): Damien Walter Lombardi
Arbitrator(s): Anne W. Larkin
Hearing Site: Richmond, VA
07-0062109/28/2007Claimant(s): La Salle St. Securities, L.L.C.
Claimant Lawyers(s): Stephen B. Diamond
Respondent(s): Morris Weisner
Respondent Lawyers(s): Morris C. Weisner
Arbitrator(s): Anne W. Larkin
Hearing Site: Raleigh, NC
05-0636909/21/2007Claimant(s): Davenport Alley Partnership
Claimant Lawyers(s): Steven S. Biss
Respondent(s): National Securities Corporation, Steve Taton
Respondent Lawyers(s): Mark Roth, William G. Shields
Arbitrator(s): Anne W. Larkin, Emerson R. Marks, W. Scott Greco
Hearing Site: Richmond, VA
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