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FINRA Awards for Barry E. Kersh

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0163306/19/2012Claimant(s): John Paladino, Todd Vitale
Claimant Lawyers(s): Jon R. Williams
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Erin Connell
Arbitrator(s): Robert M. Lubin, Barry E. Kersh, Randall Brian Christison
Hearing Site: San Diego, CA
10-0311306/08/2012Claimant(s): Oliver Schwarz
Claimant Lawyers(s): Thomas C. Frost
Respondent(s): Citigroup Global Markets., Morgan Stanley, Citigroup Global Markets Holdings.
Respondent Lawyers(s): Scott L. Metzger, Shannon L. McDougald
Arbitrator(s): Barry E. Kersh, Janice L. Sperow, Sally G. Williams
Hearing Site: San Diego, CA
08-0395202/01/2010Claimant(s): Crisostomo ("Tom") Garcia, Crisostomo B. Garcia Trust
Claimant Lawyers(s): James P. Delphey
Respondent(s): Stephen Kaplan, Gilford Securities Incorporated
Respondent Lawyers(s): Gabriel A. Mendel, Martin H. Kaplan
Arbitrator(s): Guenter S. Cohn, Barry E. Kersh, Evelyn R. Wiggins
Hearing Site: San Diego, CA
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