| 24-00789 | 11/05/2024 | Claimant(s): Irma Elshafei
Claimant Lawyers(s): Irma Elshafei
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Geoff Beckham
Arbitrator(s): Randall B Christison
Hearing Site: San Diego, CA
|  | $0 |
| 21-02824 | 04/12/2024 | Claimant(s): Charlie Meredith
Claimant Lawyers(s): David A. Welling
Respondent(s): Morgan Stanley, Morgan Stanley & Co.
Respondent Lawyers(s): John P. Kincade
Arbitrator(s): Mark R. Lee, Gene S. Evenskaas, Randall B Christison
Hearing Site: San Diego, CA
| | Expungement |
| 19-03520 | 05/04/2022 | Claimant(s): Abbas Azimi
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Herbert Liberman, Kevin K. Forrester, Randall B Christison
Hearing Site: San Diego, CA
| | Expungement |
| 20-02233 | 03/26/2021 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Eric M Steinert
Respondent(s): Katie Blando
Respondent Lawyers(s): Katie R Blando
Arbitrator(s): Gunnar Thowsen, Kevin K. Forrester, Randall B Christison
Hearing Site: San Diego, CA
| | |
| 18-02540 | 01/02/2020 | Claimant(s): Alex Wilson, Bryan Clapham, James Goggins, Jason Proctor, Jennifer Meyer, Michael Andrews
Claimant Lawyers(s): Jonah A Toleno
Respondent(s): USAAFinancial Advisors.
Respondent Lawyers(s): Michael R. Greco
Arbitrator(s): Deanna J. Johnson, Randall B Christison, Blake Dean Baxter
Hearing Site: San Diego, CA
| | |
| 17-02029 | 12/04/2018 | Claimant(s): Barbara Freeman
Claimant Lawyers(s): Michael L. Kirby
Respondent(s): J.P. Morgan Securities, Vincent McGuinness
Respondent Lawyers(s): Jason R. Lindsay
Arbitrator(s): Nancy J. Spieczny, Randall B Christison, Kevin Joseph Pilon
Hearing Site: San Diego, CA
| | Expungement |
| 16-01891 | 09/22/2017 | Claimant(s): Pollard Family Trust, Sierra Bonita Trust
Claimant Lawyers(s): Michael T. McColloch
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Steven M. Malina
Arbitrator(s): Sally G. Williams, Randall B Christison, William Richard Espino
Hearing Site: San Diego, CA
| | $0 |
| 15-01410 | 07/25/2017 | Claimant(s): Russell Wilson
Claimant Lawyers(s): Russell Wilson
Respondent(s): Qi Huang, Stephen Grivas, Obsidian Financial Group
Respondent Lawyers(s): Kevin Sharma, Qi Huang, Stephen Grivas
Arbitrator(s): William L. Merkin, Michael D. Briggs, Randall Brian Christison
Hearing Site: San Diego, CA
| | $157,300 |
| 14-02898 | 05/08/2017 | Claimant(s): Benjamin Peters Trust dtd 12/3/1993, Ellen Mia Peters Trust, Lynn E. Gorguze Separate Property Trust, Vincent and Gloria Gorguze Trust dtd 3/2
Claimant Lawyers(s): John G. Rich, Ross B. Intelisano
Respondent(s): Candace Weir, C. L. King & Associates.
Respondent Lawyers(s): Christopher F. Robertson, Richard A. Roth
Arbitrator(s): Otis E. Hackett, Michael D. Briggs, Randall Brian Christison
Hearing Site: San Diego, CA
| | $0 |
| 14-02077 | 11/23/2015 | Claimant(s): John Haas, Kathy Haas, NNN Parkway Corporate Plaza 5
Claimant Lawyers(s): Kenneth J. Catanzarite
Respondent(s): Sagepoint Financial., Peter Shusterman
Respondent Lawyers(s): Theodore C. Peters
Arbitrator(s): Mary Elizabeth Geerdes, Daniel A. Seiver, Randall Brian Christison
Hearing Site: San Diego, CA
| | Dismissed by Rule 12206 |
