17-02029 | 12/04/2018 | Claimant(s): Barbara Freeman Claimant Lawyers(s): Michael L. Kirby Respondent(s): J.P. Morgan Securities, Vincent McGuinness Respondent Lawyers(s): Jason R. Lindsay Arbitrator(s): Nancy J. Spieczny, Randall B Christison, Kevin Joseph Pilon Hearing Site: San Diego, CA
| | Expungement |
16-02037 | 01/03/2018 | Claimant(s): Michael Sexton Claimant Lawyers(s): John D. Singer Respondent(s): Brett Grimes Respondent Lawyers(s): Kevin K. Fitzgerald Arbitrator(s): Arthur T. Berggren, Kevin Joseph Pilon, H. Stuart Waxman Hearing Site: Los Angeles, CA
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16-01946 | 12/06/2017 | Claimant(s): Jerald Halverson, Michael Winn Claimant Lawyers(s): Jeffrey K. Riffer Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Samantha W. Mahoney Arbitrator(s): Robert E. Jenks, Pamela Jane Koslow, Kevin Joseph Pilon Hearing Site: Los Angeles, CA
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14-02711 | 07/25/2017 | Claimant(s): ABS Manager Claimant Lawyers(s): Mark D. Chester Respondent(s): Morgan Stanley Respondent Lawyers(s): Neal S. Robb Arbitrator(s): Elliott Zachary Seff, Karen A. Lockwood, Kevin Joseph Pilon Hearing Site: Los Angeles, CA
| | $0 |
13-03576 | 07/08/2015 | Claimant(s): Stifel, Nicolaus & Co.. Claimant Lawyers(s): Ken M. Fitzgerald Respondent(s): James Wohlford, Penney Sick Respondent Lawyers(s): D. Greg Durbin, Ken M. Fitzgerald Arbitrator(s): Arthur T. Berggren, Kevin Joseph Pilon, Ethan Joseph Brown Hearing Site: Los Angeles, CA
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11-00110 | 10/25/2011 | Claimant(s): Jane Galvan, Jane Galvan Trust Claimant Lawyers(s): Donald L. Saltzman Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Barton Wayne Cox Arbitrator(s): Madeleine Kleinman, Joyce L. Hurley, Kevin Joseph Pilon Hearing Site: Los Angeles, CA
| | Expungement |
10-01533 | 08/30/2011 | Claimant(s): Marla Kort, Ellen Rosenblum Trust U/A 11/30/99, Joe Rosenblum Revocable Living Trust Claimant Lawyers(s): Jonathan W. Evans Respondent(s): Terry Metzger, Moors & Cabot. Respondent Lawyers(s): Sam Y. Edgerton Arbitrator(s): Daniel David Kopman, Paul Frederick Meyer, Kevin Joseph Pilon Hearing Site: Los Angeles, CA
| | $0 |