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FINRA Awards for Jane Galvan Trust

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0011010/25/2011Claimant(s): Jane Galvan, Jane Galvan Trust
Claimant Lawyers(s): Donald L. Saltzman
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Barton Wayne Cox
Arbitrator(s): Madeleine Kleinman, Joyce L. Hurley, Kevin Joseph Pilon
Hearing Site: Los Angeles, CA
Checkmark IconExpungement

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