| 22-01667 | 06/09/2023 | Claimant(s): Jacob Tiab
Claimant Lawyers(s): Jacob Tiab
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): William M. Turner
Arbitrator(s): Joseph Winter, H. Stuart Waxman, Jeffrey Dwayne Robertson
Hearing Site: Los Angeles, CA
|  | $0 |
| 19-03464 | 08/30/2021 | Claimant(s): Annette Bouso
Claimant Lawyers(s): Bruce J. Altshuler
Respondent(s): Fidelity Brokerage Services LLC, Miriam Khorramian
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): Leslie Marie Hopp, H. Stuart Waxman, Obianuju Chioma-Bubbles Obasi
Hearing Site: Los Angeles, CA
| | $0 |
| 20-03493 | 08/19/2021 | Claimant(s): Ryan Szamosszegi
Claimant Lawyers(s): Ryan Szamosszegi
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Kendra S. Canape
Arbitrator(s): Edward Banian, Robert E. Jenks, H. Stuart Waxman
Hearing Site: Los Angeles, CA
| | Dismissed by Rule 12212 |
| 17-01741 | 11/15/2018 | Claimant(s): Jose Calderon
Claimant Lawyers(s): Kenneth Catanzarite
Respondent(s): Eric Marlin, Michael Cruz, Robert Hicks, Finance 500.
Respondent Lawyers(s): Brandon S. Reif, Edward S. Zusman, Jeffrey S. Kob
Arbitrator(s): Robert D. Sussin, Thomas E. Shuck, H. Stuart Waxman
Hearing Site: Los Angeles, CA
| | $0 |
| 16-02037 | 01/03/2018 | Claimant(s): Michael Sexton
Claimant Lawyers(s): John D. Singer
Respondent(s): Brett Grimes
Respondent Lawyers(s): Kevin K. Fitzgerald
Arbitrator(s): Arthur T. Berggren, Kevin Joseph Pilon, H. Stuart Waxman
Hearing Site: Los Angeles, CA
| | |
