23-02277 | 04/19/2024 | Claimant(s): Christine and Claude Inch Claimant Lawyers(s): Christine and Claude Inch Respondent(s): Pruco Securities., Prudential Equity Group, Harry Weber Respondent Lawyers(s): Jennifer E. Novoselsky, Kendra S. Canape Arbitrator(s): Walter Steven Schwartz Hearing Site: Phoenix, AZ
| | $0 |
22-00960 | 10/02/2023 | Claimant(s): Woodie T. Barnes & Lori J. Barnes Claimant Lawyers(s): Kirk G. Smith Respondent(s): Centaurus Financial. Respondent Lawyers(s): Kendra S. Canape Arbitrator(s): Jeff Kilgore, June Ann Mann, Stanley Edward Williams Hearing Site: Houston, TX
| | Expungement |
20-02909 | 07/17/2023 | Claimant(s): Leslie Nelson Claimant Lawyers(s): Paul L. Vorndran Respondent(s): Stifel, Nicolaus & Co.., Randall Minas Respondent Lawyers(s): Kendra S. Canape Arbitrator(s): Carla B. Minckley, Carol L. Roslund, Tina Alison Davis Hearing Site: Denver, CO
| | Expungement |
21-00017 | 09/23/2021 | Claimant(s): Raymond Jallow Claimant Lawyers(s): Jeffrey B. Kaplan Respondent(s): Centaurus Financial. Respondent Lawyers(s): Kendra S. Canape Arbitrator(s): Edith N. Dinneen, Robert B. Hansohn, Loreta Azarian Hearing Site: Los Angeles, CA
| | Dismissed by Rule 12206 |
20-03493 | 08/19/2021 | Claimant(s): Ryan Szamosszegi Claimant Lawyers(s): Ryan Szamosszegi Respondent(s): TD Ameritrade. Respondent Lawyers(s): Kendra S. Canape Arbitrator(s): Edward Banian, Robert E. Jenks, H. Stuart Waxman Hearing Site: Los Angeles, CA
| | Dismissed by Rule 12212 |
19-01405 | 05/28/2020 | Claimant(s): The Seitz 2000 Descendants Trust Claimant Lawyers(s): Robert L. Gonser Respondent(s): Robert Fenton, Centaurus Financial. Respondent Lawyers(s): Kendra S. Canape Arbitrator(s): Susan B. Gans-Smith, Noel Harvey Applebaum, Loyd A Wright Hearing Site: Los Angeles, CA
| | Dismissed by Rule 12206/12504 |
18-03853 | 11/25/2019 | Claimant(s): John Winans Claimant Lawyers(s): James S. Helfrich Respondent(s): Michael Fassi, Centaurus Financial. Respondent Lawyers(s): Kendra S. Canape Arbitrator(s): Holly Stein Sollod, Donald N. Tolin, Eric Moutz Hearing Site: Denver, CO
| | $0 |
17-01880 | 10/19/2018 | Claimant(s): John Coughlin Claimant Lawyers(s): Neda Ataie Respondent(s): Stifel, Nicolaus & Co.. Respondent Lawyers(s): Kendra S. Canape Arbitrator(s): Doris V. Knotter, Janice L. Sperow, William Stephen McGee Hearing Site: San Diego, CA
| | Expungement |
17-01088 | 06/27/2018 | Claimant(s): Rodger Rickel Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): Scottrade Inc. Respondent Lawyers(s): Kendra S. Canape Arbitrator(s): James Miles Goodwin Hearing Site: Seattle, WA
| | $0 |
15-00831 | 10/12/2016 | Claimant(s): Hedayat Daie Claimant Lawyers(s): Kristian P. Kraszewski Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Kendra S. Canape Arbitrator(s): Marc Kalish Hearing Site: Phoenix, AZ
| | Expungement |