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FINRA Awards for Prudential Equity Group

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Displaying 10 out of 80 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0295105/13/2024Claimant(s): Stephen Soper
Claimant Lawyers(s): Joseph P. Allgor
Respondent(s): Prudential Equity Group
Respondent Lawyers(s): Jennifer E. Novoselsky
Arbitrator(s): Thomas M. Madden
Hearing Site: Albany, NY
23-0116704/26/2024Claimant(s): Charles Skipper
Claimant Lawyers(s): Harris Freedman
Respondent(s): Prudential Equity Group
Respondent Lawyers(s): Jennifer E. Novoselsky
Arbitrator(s): Steven N. Ainbinder
Hearing Site: Boca Raton, FL
23-0227704/19/2024Claimant(s): Christine and Claude Inch
Claimant Lawyers(s): Christine and Claude Inch
Respondent(s): Pruco Securities., Prudential Equity Group, Harry Weber
Respondent Lawyers(s): Jennifer E. Novoselsky, Kendra S. Canape
Arbitrator(s): Walter Steven Schwartz
Hearing Site: Phoenix, AZ
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23-0143704/05/2024Claimant(s): Ellice Papp
Claimant Lawyers(s): Harris Freedman
Respondent(s): Prudential Equity Group, Lehman Brothers Inc
Respondent Lawyers(s): Christopher K. Kiplok, Jennifer E. Novoselsky
Arbitrator(s): Mary Margaret Bush
Hearing Site: San Francisco, CA
23-0143002/14/2024Claimant(s): Robert Huser
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Prudential Equity Group
Respondent Lawyers(s): Jennifer E. Novoselsky
Arbitrator(s): Tracy L. Allen
Hearing Site: Indianapolis, IN
20-0127502/02/2024Claimant(s): Ryan Mummert
Claimant Lawyers(s): Michael Bessette
Respondent(s): Prudential Equity Group
Respondent Lawyers(s): Jennifer E. Novoselsky
Arbitrator(s): Laurel Littman Gothelf, Michael J Norton
Hearing Site: Albuquerque, NM
22-0269710/06/2023Claimant(s): Edward Deicke
Claimant Lawyers(s): Kurt Kalberer
Respondent(s): National Securities Corporation, Prudential Equity Group
Respondent Lawyers(s): Emily A. Hayes, Jennifer E. Novoselsky
Arbitrator(s): Karen Isabel Bedrosian - Richardson
Hearing Site: New York, NY
22-0103501/13/2023Claimant(s): William Sammons
Claimant Lawyers(s): Steven J. Berry
Respondent(s): Prudential Equity Group, Morgan Stanley
Respondent Lawyers(s): Jennifer E. Novoselsky, Kathleen Salvaty
Arbitrator(s): Andrea U. Calve
Hearing Site: Dallas, TX
22-0015512/14/2022Claimant(s): Michael Self
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): Prudential Equity Group, Piper Jaffray & Co.
Respondent Lawyers(s): Bridget Wherley, Jennifer E. Novoselsky
Arbitrator(s): Deana S. Peck, Richard Kent Mahrle, Matthew G. McGinnis
Hearing Site: Phoenix, AZ
21-0112004/04/2022Claimant(s): Brian Decker
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Prudential Equity Group, Pacific West Securities.
Respondent Lawyers(s): Corporate Officer, Jennifer E. Novoselsky
Arbitrator(s): Stephany Adriene Watson, Joan M. Schroeder, Charles Scott McClellan
Hearing Site: Seattle, WA

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