FINRA Awards for Kathleen Salvaty

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 5 out of 5 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
22-01819	05/11/2023	Claimant(s): Patrick Lowe Claimant Lawyers(s): Robert Jay Moses Respondent(s): Morgan Stanley Respondent Lawyers(s): Kathleen Salvaty Arbitrator(s): Anita Rae Shapiro Hearing Site: Los Angeles, CA
22-01035	01/13/2023	Claimant(s): William Sammons Claimant Lawyers(s): Steven J. Berry Respondent(s): Prudential Equity Group, Morgan Stanley Respondent Lawyers(s): Jennifer E. Novoselsky, Kathleen Salvaty Arbitrator(s): Andrea U. Calve Hearing Site: Dallas, TX
21-00004	06/02/2022	Claimant(s): Paul R. Hutchinson SEP IRA, Paul Hutchinson Jr Living Tr DTD 6/26/91 Claimant Lawyers(s): Montgomery G. Griffin Respondent(s): Morgan Stanley Respondent Lawyers(s): Kathleen Salvaty Arbitrator(s): Michael John Florio, Joseph Francis Young, Julia Ulloa Hearing Site: Los Angeles, CA		Expungement
21-00694	11/10/2021	Claimant(s): Joyce L. Burkheiser Claimant Lawyers(s): Kathryn A Salfingere Respondent(s): Morgan Stanley, Kal Jamsa Respondent Lawyers(s): Kathleen Salvaty Arbitrator(s): Dean J. Dietrich Hearing Site: Boise, ID		$0
20-02209	08/31/2021	Claimant(s): Nirmada Kaufman, Nirmada Lauren Ann Kaufman Rev. Trust Claimant Lawyers(s): Bradford M. Gucciardo Respondent(s): Morgan Stanley, Peter Waterloo Respondent Lawyers(s): Kathleen Salvaty Arbitrator(s): Clifford A. Threlkeld, Robert James Favole, Norman D Menegat Hearing Site: San Francisco, CA		Expungement