Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-01035 | 01/13/2023 | Claimant(s): William Sammons Claimant Lawyers(s): Steven J. Berry Respondent(s): Prudential Equity Group, Morgan Stanley Respondent Lawyers(s): Jennifer E. Novoselsky, Kathleen Salvaty Arbitrator(s): Andrea U. Calve Hearing Site: Dallas, TX | ||
| 21-00325 | 08/24/2021 | Claimant(s): Kelly Chimera Claimant Lawyers(s): Steven J. Berry Respondent(s): Morgan Stanley Respondent Lawyers(s): Jeff Palmer Arbitrator(s): Lynne M. Gomez Hearing Site: Houston, TX | ||
| 20-01479 | 02/04/2021 | Claimant(s): Howard Lorch, Patricia Bonnot Claimant Lawyers(s): Steven J. Berry Respondent(s): Prudential Equity Group, Wells Fargo Clearing Services Respondent Lawyers(s): Geoff Beckham Esq., Jennifer E. Novoselsky Arbitrator(s): G. Maynard Green Hearing Site: Houston, TX | ||
| 19-03420 | 05/08/2020 | Claimant(s): James Stoker Claimant Lawyers(s): Steven J. Berry Respondent(s): Morgan Stanley Respondent Lawyers(s): George A. Croton Arbitrator(s): David A. Schuler Hearing Site: Dallas, TX | ||
| 18-00836 | 11/28/2018 | Claimant(s): Robert Black Claimant Lawyers(s): Steven J. Berry Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Igor V. Stadnik Arbitrator(s): Jeff Abrams Hearing Site: Dallas, TX | ||
| 18-01264 | 11/02/2018 | Claimant(s): Donald Bescher Claimant Lawyers(s): Steven J. Berry Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): G. Maynard Green Hearing Site: Dallas, TX | ||
| 18-00769 | 09/28/2018 | Claimant(s): Bradley Thomas, Paul Valtierra Claimant Lawyers(s): Steven J. Berry Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Jeff Abrams Hearing Site: Dallas, TX | ||
| 17-02749 | 07/05/2018 | Claimant(s): John Ledford Claimant Lawyers(s): Steven J. Berry Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Kathryn Perreault Arbitrator(s): Robert J. Gregory Hearing Site: Dallas, TX | ||
| 17-02854 | 03/29/2018 | Claimant(s): Kent Snodgrass Claimant Lawyers(s): Steven J. Berry Respondent(s): Hilltop Securities Inc. Respondent Lawyers(s): Jonathan D. Neerman Arbitrator(s): Jeff Abrams Hearing Site: Dallas, TX | ||
| 08-01204 | 06/04/2009 | Claimant(s): Brian McDonald Claimant Lawyers(s): Retta A. Miller Respondent(s): Robyn Reagan, Regal Securities Inc. Respondent Lawyers(s): Nicholas P. Iavarone, Steven J. Berry Arbitrator(s): Maxel (Bud) B. Silverberg, George F. Longino, Leighton Aiken Hearing Site: Dallas, TX |  | $172,864 |