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FINRA Awards for Leighton Aiken

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0100002/21/2012Claimant(s): Alice Anthony, John Anthony
Claimant Lawyers(s): Karen K. Fitzgerald
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Daniel A. Kile, T. E. Jaeb, Leighton Aiken
Hearing Site: Dallas, TX
Checkmark IconExpungement
08-0120406/04/2009Claimant(s): Brian McDonald
Claimant Lawyers(s): Retta A. Miller
Respondent(s): Robyn Reagan, Regal Securities Inc.
Respondent Lawyers(s): Nicholas P. Iavarone, Steven J. Berry
Arbitrator(s): Maxel (Bud) B. Silverberg, George F. Longino, Leighton Aiken
Hearing Site: Dallas, TX
Checkmark Icon$172,864
07-0126101/13/2009Claimant(s): Roger Lawler
Claimant Lawyers(s): Joel Held
Respondent(s): Jeffrey Wheeler, M & W Financial.
Respondent Lawyers(s): Christopher R. Richie, Steven J. Pawlowski
Arbitrator(s): Bill H. Brister, Richard A Miller, Leighton Aiken
Hearing Site: Dallas, TX
Checkmark Icon$0

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