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FINRA Awards for Alice Anthony

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0100002/21/2012Claimant(s): Alice Anthony, John Anthony
Claimant Lawyers(s): Karen K. Fitzgerald
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Daniel A. Kile, T. E. Jaeb, Leighton Aiken
Hearing Site: Dallas, TX
Checkmark IconExpungement

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