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FINRA Awards for Daniel A. Kile

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0100002/21/2012Claimant(s): Alice Anthony, John Anthony
Claimant Lawyers(s): Karen K. Fitzgerald
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Daniel A. Kile, T. E. Jaeb, Leighton Aiken
Hearing Site: Dallas, TX
Checkmark IconExpungement
10-0024711/12/2010Claimant(s): Garland Horn
Claimant Lawyers(s): John J. Miller
Respondent(s): Dayspring Investment Group
Respondent Lawyers(s): Gary Haney
Arbitrator(s): Daniel A. Kile
Hearing Site: Oklahoma City, OK
Checkmark Icon$63,033
09-0134609/28/2009Claimant(s): John G. Sauermann
Claimant Lawyers(s): John G. Sauermann
Respondent(s): Nathan Alexander, Fidelity Brokerage Services LLC
Respondent Lawyers(s): Kerry Florio Labovitz
Arbitrator(s): Daniel A. Kile
Hearing Site: Dallas, TX
Checkmark Icon$213

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