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FINRA Awards for Bill H. Brister

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0017809/23/2011Claimant(s): John Phillips
Claimant Lawyers(s): Daniel Woska
Respondent(s): Daniel Witham, Uvest Financial Services Group.
Respondent Lawyers(s): Sara B. Davis
Arbitrator(s): Carroll O. Johnson, Bill H. Brister, John Burke Garrett
Hearing Site: Oklahoma City, OK
09-0259303/08/2011Claimant(s): The Estate of Lawanda Padgett
Claimant Lawyers(s): Kurtis J. Ward
Respondent(s): Capital West Securities.
Respondent Lawyers(s): Joe M. Hampton
Arbitrator(s): Bill H. Brister
Hearing Site: Oklahoma City, OK
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10-0260112/16/2010Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Nicole E. Stadelmaier
Respondent(s): Wilson Chan
Respondent Lawyers(s): Wilson Chan
Arbitrator(s): Bill H. Brister
Hearing Site: Dallas, TX
07-0126101/13/2009Claimant(s): Roger Lawler
Claimant Lawyers(s): Joel Held
Respondent(s): Jeffrey Wheeler, M & W Financial.
Respondent Lawyers(s): Christopher R. Richie, Steven J. Pawlowski
Arbitrator(s): Bill H. Brister, Richard A Miller, Leighton Aiken
Hearing Site: Dallas, TX
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